Tony Stumm
Special Counsel
Practice Areas
Industry Expertise
Experience
Tony has a background of being a Corporate regulator and lawyer with the Australian Securities and Investments Commission as well as a commercial lawyer in private practice. Tony’s private practice work covers advice to listed and unlisted companies as well as on corporate governance and compliance issues. Tony has listed many public companies on securities exchanges with an ongoing role assisting in their growth.
Tony has also worked with Managed Funds, including Superannuation Funds, resolving compliance issues and settling their fundraising documents (PDS’s).
Tony has also had extensive experience with private equity investors.
Tony has often been engaged as a “trouble shooter” at company meetings and has acted for both incumbent boards and challengers to incumbent boards.
Recent Matters
- Lead lawyer on a number of takeovers.
- Acted for several mining companies in ASX listings.
- Helped small propriety limited companies convert to public companies with a growth plan involving seed investors injecting capital as part of the growth strategy on the way to ASX listing.
- Advised companies on the National Consumer Law and on the reforms to the Financial Services Regime.
Professional Background and Education
Qualifications
- Solicitor, Supreme Court of Queensland and High Cout of Australia
- Graduate Diploma in Applied Finance and Investment, Securities Institute of Australia
- Graduate Diploma in Financial Planning, Securities Institute of Australia
Admissions
- Queensland
Professional Memberships
- Queensland Law Society
- Former Member Law Council Corporations Law Committee